Position Overview 

As Compliance Operations Associate, you’ll be reporting to a Senior Compliance Associate based in Dallas, working closely with the VP, Compliance, in New York and the Global Head of Compliance in London. The role will focus on managing expert risk, acting as a critical bridge between our compliance protocols, our internal research teams, and our clients. 

Responsibilities: 

• Identify and report anomalies and trends in risk mitigation findings.

• Help validate the identities of our experts and investigate anomalies. 

• Conduct thorough investigations of potential compliance violations.

• Maintain accurate and up-to-date records of activities.

• Collaborate with internal teams to mitigate risks and improve compliance processes.

• Stay abreast of relevant regulations and industry best practices.

Skills:

• High Performer with critical thinking and analytical skills 

• Organised with excellent attention to detail 

• Ability to execute and deliver consistent results 

• Excellent written and verbal communication skills

• Ability to develop strong working relationships across the organisation

• Cross-functional collaboration skills 

• Proficiency in Microsoft Excel and other data analysis tools.

• Thrives in a fast-paced environment

• Knowledge of KYC and AML is a plus

• Must be fluent in English

• Bachelor's Degree required

• 2+ years of experience preferred

• Previous experience in Compliance, Fraud, or similar industry desirable

• CFE or ACAMS certification desirable